The following paper appeared in the 1999 National Conference on Cultural Property Protection Proceedings: Cultural Property Protection from the Ground Up:

Locks & Keys: Technical Aspects of Locking Devices

By: Leon Dixon

Leon Dixon has worked for the Smithsonian Institution since 1964, serving first in the Cabinet Shop. He later joined the Locksmith Shop under the Office of Plant Services until its transfer to the Office of Protection Services in 1973. Other than a short stint with the Military Police, Leon has been the singular consistent force in Locksmith Shop development at the Smithsonian.

A Washington, DC native, Dixon graduated from the University of the District of Columbia with a Bachelor of Arts degree in business administration.

Dixon regularly conducts lock and alarm demonstrations for many organizations.

Locks & Keys: Technical Aspects of Locking Devices

ABSTRACT

Locks are the most commonly employed security devices in museums and cultural institutions today, and can provide excellent security for the limited money invested. Their placement ranges from perimeter doors to exhibit gallery doors, to collection storage areas and individual storage cabinets, to those installed on windows and skylights. Locks, however, are only as secure as the quality of the materials and the building techniques used to construct the door, cabinet or window to which they are attached. I explain this point throughout this review of lock types, and how they can be used.

DISCUSSION

There are a number of different locks on the market today appropriate for cultural institutions. Better quality locks are more likely to withstand picking, manipulation, jimmying, cutting and/or drilling.

The two major categories of pin tumbler keyed locks are deadbolts and spring-latch locks. Deadbolts require the use of a key or knob to move the locking bolt, while spring-loaded locks employ a spring to assist the action. This allows the beveled latch to retract as the door and then return to its original position when it locks. This provides automatic locking of the door from one side. Deadbolt locks are generally more secure than spring-loaded ones, which are easily jimmied.

The most common method of mounting deadbolts and spring-latch locks is that of surface mounting. Here, a lock is mounted with screws onto the surface of the door or window it is protecting. Mortising comprises another method in which an opening or wide slot is cut into the door, and the lock is installed within it, keeping most of the lock from view.

TYPES OF LOCK CYLINDERS

Although some institutions employ warded and other specialized styles of locks, the most common type of lock in most facilities is the pin tumbler keyed cylinder. These represent the most widely used lock keying system in the United States for exterior and interior doors, and for collection storage areas as well.

Pin tumbler locks use a series of pins, which normally keep the lock's cylindrical 'plug' from rotating to unlock the locking mechanism. When the correct key is inserted into the cylindrical plug, the pins are raised into proper alignment by the cuts of the key, allowing it to rotate and activate the locking mechanism.

High quality pin cylinder locks can be rekeyed by trained professionals to accept a variety of new keys almost indefinitely, and allow an investment in lock cylinders to be used continuously for years. Pin tumbler cylinders allow master keying. That is, a supervisor can hold a key that opens all doors on a given floor, while an occupant's key only opens his/her office.

One variety of pin tumbler locks features an interchangeable core. The insertion of the proper core changing key will allow the lock's core containing the pins and keyway to be removed in seconds without having to dismantle the lock from the door. This allows a qualified individual to make up a new key and cylinder in a shop as time permits, and to use the core changing key to remove and reinstall the new core on site in seconds, at little or no inconvenience to the user of the area.

The locks described in the following list may prove very useful in museum applications.

WARDED LOCKS

A kind of lock that may be found in older structures is the warded lock. They use large keys of simple design, often referred to as skeleton keys. These may be found today in older buildings with the lock mortised into the door. These locks and keys can be very effective, but are often weakened by the presence of a large gap between the door and the frame. A major disadvantage is the ease with which the lock can be picked due to the large keyhole and fairly simple locking mechanism it uses. They have largely been replaced by the contemporary locks described earlier.

MORITISED DOUBLE CYLINDER DEADBOLT LOCKS

These locks are popular because they can be operated from either side only with a key. While they do not totally secure a door which contains glass panels (an intruder could enter the broken window without opening the door) they are considerably more secure than a locks with a turn-knob on the inside.

Because the door cannot be opened without a key from the inside, the use of this type of lock may be restricted (because of fire regulations) or be restricted for use on secondary exits. These are also available deadlocks, which can be operated remotely by electrical switches.

SPRING LOCK

Spring locks are used extensively because of the ease with which they can be locked. Unfortunately, it is easy to open a spring bolt from the outside with the use of a celluloid or thin metal strip. Because the latch must be beveled to allow the door to shut and lock on its own, it is possible to force the latch back into the case and release the door by pressing a strip against the beveled side. Even a young person can master this trick, and for this reason the lock is considered a low security device offering little real protection. Protective plates can be placed over the area, but only improve the security marginally.

SPRING LOCKS WITH LOCK-OUT FEATURE

Some spring latches feature a safety button, which can be engaged to block the return of the latch, leaving the door unlocked. There is always the danger that someone will inadvertently leave the latch retracted. Indeed, this may not be known until someone physically pulls or pushes the door to test it.

SPRING LOCKS-KEY IN KNOB TYPE OR CYLINDRICAL LOCKSETS

This lockset is mortised into the edge of the door to provide an uncluttered appearance, but it is vulnerable to entry by means of a celluloid strip, and can also be broken when the external lock ring is subjected to a strong twisting force, such as that applied by a strap wrench or pipe wrench. In some cases, this forcing may not be evident after a premise has been entered, and the lock may continue to function.

DROP BOLT/DEADLOCK

The deadbolt is by far the most acceptable of all surface-mounted locks. This type of deadbolt features a set of vertical locking pins, which engage horizontal, rings in a receiving plate secured to the jamb. This is difficult to jimmy if properly installed on the inside of a strong door.
This type of lock is almost always of heavy construction, and while it has the broadest range of applications, it should not be used on doors with weak frames, or on glass doors with lightweight casings, or no casings at all. Strong screws and bolts security it to the door are a must. Make sure that if bolts are used, they cannot be removed from outside the door.

BUTTRRESS-TYPE OR POLICE LOCKS

This type of lock is most commonly found in older buildings on weak door frames. Instead of securing the door to the door frame, it locks into a floor receptacle and acts as a buttress. It is most suitable for resisting forcible entry. It is usually key controlled from the outside.

If the bar is not properly set in place, a flat metal shim, such as a bed spring, may be inserted under the door can be used to slide the bar out of the lock casing. A metal plate known as an astragal can be mounted to block the space between the door and its frame.

DOUBLE BOLT LOCKS

A double bolt lock can be used on doors where it is desirable to bolt both the opening side of the door and the hinged side as well. This type of lock is extremely effective when installed properly. It usually employs a locking mechanism fitted for key operation on the outside of the door as well as the inside of the door.

CONCLUSION

A secure lock is only as effective as the strike plate it engages in the door frame. Strike plates vary in shape, size and thickness of the metal, and are made for mortised or surfaced mounted locks. An important thing to look for is a close fit between the lock and the strike plate, which ensures that there is little room for door movement when it is closed. Security strike plates are available for use in some applications.

It is extremely important that the strike plate be affixed securely to a sturdy door frame to prevent forcing by anyone intent on forcing the lock. Long screws that go into the door frame perpendicular to the direction of force on the door provide the best protection, but it is important that there be substantial material present to grab and hold the screws!